170, Pater House, Psaila street, Birkirkara, BKR 9077, Malta

Ongoing Regulatory Support

Investment Services

Ongoing Regulatory Support

In today’s dynamic financial landscape, staying ahead of evolving regulations can feel like scaling Mount Everest – challenging, complex, and potentially treacherous. At Contact Advisory Services Ltd., we understand the immense burden of regulatory compliance for corporate and fund service providers. That’s why we offer comprehensive, tailored ongoing regulatory support, so you can focus on what truly matters – growing your business with confidence.


Our Philosophy:

We believe successful regulatory compliance hinges on a proactive, collaborative approach. Our dedicated team of experts stays ahead of the curve, meticulously monitoring regulatory changes and their potential impact on your specific corporate and fund structures. We translate complex regulations into actionable steps, ensuring your operations remain compliant while minimizing administrative burdens.


Our Spectrum of Ongoing Support Services:

  1. Proactive Regulatory Monitoring & Updates:
  • Constant Vigilance: Our team acts as your dedicated regulatory watchtower, continuously monitoring the Malta Financial Services Authority (MFSA) and relevant EU directives for updates and changes.
  • Targeted Alerts & Insights: We proactively identify regulatory changes relevant to your specific corporate and fund structures, delivering timely summaries and potential impact assessments.
  • Knowledge Hub & Resources: Access our exclusive online portal featuring curated regulatory updates,compliance checklists, and industry best practices.

  1. Compliance Gap Analysis & Remediation:
  • Thorough Scrutiny: We conduct comprehensive compliance gap analyses, pinpointing areas where your operations might not align with current regulations.
  • Tailored Remediation Plans: We collaborate with you to develop practical and efficient remediation plans,ensuring a smooth and timely return to compliance.
  • Expert Guidance & Support: Throughout the remediation process, our team provides hands-on guidance and support, ensuring efficient implementation of corrective measures.

  1. Bespoke Reporting & Documentation:
  • Streamlined Reporting: We generate clear, concise, and regulator-compliant reports, saving you valuable time and resources.
  • Customized Documentation: Our team assists you in creating and maintaining all necessary regulatory documentation, ensuring accuracy and completeness.
  • Automated Reminders & Deadlines: Stay on top of reporting deadlines with our automated reminder system,preventing costly compliance lapses.

  1. Liaison with Regulatory Authorities:
  • Expert Representation: We act as your liaison with the MFSA and other relevant regulatory authorities,handling inquiries and ensuring smooth communication.
  • Negotiation & Advocacy: Our experienced team can advocate on your behalf in case of regulatory inquiries or potential issues, seeking pragmatic solutions that align with your interests.
  • Dispute Resolution Support: In the event of disputes with regulatory authorities, we provide expert guidance and support throughout the resolution process.

  1. Passporting Support (MiFID, UCITS & AIFMD):
  • Seamless Expansion: Leverage our expertise to navigate the complexities of passporting your funds under MiFID, UCITS, and AIFMD directives, accessing new markets with ease.
  • Compliance Navigation: We guide you through the intricate passporting requirements, ensuring your fund structure and operations comply with relevant regulations in target markets.
  • Ongoing Monitoring & Support: Even after successful passporting, our team provides ongoing monitoring and support to ensure continued compliance in your chosen markets.

  1. Training & Knowledge Sharing:
  • Empowering Your Team: We offer customized training programs on relevant regulations and best practices,equipping your staff with the knowledge they need to contribute to a strong compliance culture.
  • Industry Insights & Updates: Access exclusive webinars, seminars, and workshops led by our regulatory experts, keeping you informed on the latest regulatory developments.
  • Collaborative Knowledge Base: Contribute to and benefit from our collaborative knowledge base, fostering a culture of continuous learning and shared expertise within your organization.

The Contact Advisory Services Ltd. Difference:

  • Experienced Team: Our team comprises seasoned professionals with a deep understanding of Maltese and EU financial regulations, ensuring you receive expert guidance tailored to your specific needs.
  • Personalized Approach: We believe in building strong, collaborative relationships with our clients. We take the time to understand your unique business objectives and challenges, crafting solutions that align seamlessly with your strategic goals.
  • Technology-Driven Efficiency: We leverage innovative technology to streamline our workflows and deliver timely, efficient services, saving you time and resources.
  • Proactive & Responsive: We anticipate your needs and proactively address potential compliance issues before they arise. You can always count on our team’s responsiveness and unwavering commitment to your success.

Key Persons

Luca Zahra Brincat

Corporate Lawyer

Ryan Barwari

Corporate Lawyer

Audrey Sapiano

Chief Commercial Officer

Angelo Vella


Grow your business. Solve your problems.

Today is the day to build your business and overcome any issues that are holding your aspirations back. Get in touch with us. Our team will contact you to discuss together your inquiries and provide you with a feedback and optimal solutions.

170, Pater House, Psaila street Birkirkara, BKR 9077, Malta
+356 2757 7000 info@contact.com.mt
Copyright 2024 Contact Advisory Services Ltd.